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Ashley Herrick

Wells Fargo Clearing Services, LLC

Eagle River, AK

Anchorage, AK

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AK RA APPROVED 2012-06-14
  • AK RA
    APPROVED
    Since 2012-06-14

Branch Locations

16600 Centerfield Dr, Eagle River, AK 99577 • United States

301 W Northern Lights Blvd 5Th Fl, Ste 501 [Wa-Rbo], Anchorage, AK 99503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Anchorage AK 03/2012 11/2016
Wells Fargo Bank, Na Eagle River AK 04/2006 Present
Wells Fargo Clearing Services, Llc Anchorage AK 11/2016 Present
  • 03/2012 → 11/2016
    Wells Fargo Advisors, Llc
    Anchorage, AK
  • 04/2006 → Present
    Wells Fargo Bank, Na
    Eagle River, AK
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Anchorage, AK
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-05-29
S63 Uniform Securities Agent State Law Examination 2012-05-08
  • S65 Uniform Investment Adviser Law Examination
    2012-05-29
  • S63 Uniform Securities Agent State Law Examination
    2012-05-08
Other Names
  • Ashley Adrian
  • Ashley Medina
  • Ashley Nicole Adrian

View on SEC IAPD

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TROY EARL SAYER
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SPENCER COLE MADDEN
Kenneth McKenzie
DAVID AARON KUTCHER
Jeffrey Thomas Henckel

Other Offices

EDWARD JONES · EAGLE RIVER, AK
STATE FARM INVESTMENT MANAGEMENT CORP. · Eagle RIver, AK
EDWARD JONES · EAGLE RIVER, AK
FOUNDATIONS INVESTMENT ADVISORS LLC · EAGLE RIVER, AK
EDWARD JONES · EAGLE RIVER, AK
STATE FARM INVESTMENT MANAGEMENT CORP. · Eagle River, AK
STATE FARM INVESTMENT MANAGEMENT CORP. · Anchorage, AK
WELLS FARGO CLEARING SERVICES, LLC · ANCHORAGE, AK

More in Eagle River, AK

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