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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-04-22 |
| TX | RA | APPROVED_RES | 2024-04-18 |
Branch Locations
2 Belvedere Place Suite 220, Mill Valley, CA 94941 • United States
555 California Street 32Nd Floor/ Suite 3200, San Francisco, CA 94104 • United States
1255 Treat Blvd Suite 1000, Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Walnut Creek | CA | 03/2012 | 11/2018 |
| Jpmorgan Chase Bank, N.A. | San Francisco | CA | 12/2018 | 04/2024 |
| Jpmorgan Securities, Llc. | San Francisco | CA | 12/2018 | 04/2024 |
| Ubs Financial Services Inc. | San Francisco | CA | 04/2024 | Present |
Entity Name: Loma Verde Foundation (Parent Teacher Organization) Investment related: Yes "Address: 399 Alameda de la Loma Novato, CA 94949 www.lomaverdefoundation.org" Nature of the other business: Educational Position/Title/Relationship: Board Member Start Date: 08/25/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Loma Verde Foundation is a school Parent Teacher Organization. My role will be Treasurer on the board - I will be responsible for budgeting and cutting checks. This is a non-paid, volunteer position. Effective 12/3/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-02-09 |
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