Carlos Andres Castaneda

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-12-21

FL RA
APPROVED

Since 2021-12-21

Branch Locations

15870 Pines Blvd., Pembroke Pines, FL 33027 • United States

1144 Weston Rd., Weston, FL 33326 • United States

5461 Sheridan St, Hollywood, FL 33021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jp Morgan Chase Bank	Tamarac	FL	06/2011	07/2018
J.P. Morgan Securities Llc	Tamarac	FL	01/2013	07/2018
Raymond James & Associates, Inc	Weston	FL	07/2018	01/2021
University Of Miami	Coral Gables	FL	01/2021	11/2021
Lpl Financial Llc	Hollywood	FL	12/2021	Present
Flagstar Bank N.A.	Hollywood	FL	12/2021	Present

06/2011 → 07/2018

Jp Morgan Chase Bank

Tamarac, FL
01/2013 → 07/2018

J.P. Morgan Securities Llc

Tamarac, FL
07/2018 → 01/2021

Raymond James & Associates, Inc

Weston, FL
01/2021 → 11/2021

University Of Miami

Coral Gables, FL
12/2021 → Present

Lpl Financial Llc

Hollywood, FL
12/2021 → Present

Flagstar Bank N.A.

Hollywood, FL

Previous Registrations

2018-11-26 → 2021-02-03

Raymond James & Associates, Inc.

Weston, FL

Other Businesses

1. 02/02/2024 - Flagstar Wealth Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 2/2/2024

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-11-19
S63	Uniform Securities Agent State Law Examination	2013-06-12

S66 Uniform Combined State Law Examination

2018-11-19
S63 Uniform Securities Agent State Law Examination

2013-06-12

Other Names

Carlos A Castaneda
Carlos Castaneda

View on SEC IAPD