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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-09
  • TX RA
    APPROVED
    Since 2024-05-09

Branch Locations

Rowlett, TX • United States

600 Portland Ave S, Minneapolis, MN 55415 • United States

Thrivent Advisor Network, Llc

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-19
  • TX RA
    APPROVED
    Since 2022-09-19

Branch Locations

Rowlett, TX • United States

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Lewisville TX 06/2007 12/2018
Tiaa Lewisville TX 06/2007 12/2018
J.P. Morgan Securities Llc Dallas TX 03/2019 03/2020
Unemployed Duncanville TX 12/2018 03/2019
Td Ameritrade Southlake TX 03/2020 06/2020
Avantax Invesment Services, Inc. Dallas TX 06/2020 07/2022
Uber Eats San Francisco CA 02/2021 07/2022
Thrivent Advisor Network, Llc Grand Prairie TX 08/2022 Present
Purshe Kaplan Sterling Investments Albany NY 09/2022 03/2024
Thrivent Investment Management Inc Minneapolis MN 04/2024 Present
Thrivent Financial Appleton WI 04/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-05-22
S63 Uniform Securities Agent State Law Examination 2000-08-24
  • S65 Uniform Investment Adviser Law Examination
    2008-05-22
  • S63 Uniform Securities Agent State Law Examination
    2000-08-24
Other Names
  • Latunya Shanta Hanley
  • Latunya Shanta Rivers
  • Latunya S Hanley
  • Latunya S Rivers
  • Latunya Hanley
  • Latunya Rivers

View on SEC IAPD

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