Christopher William Saunders

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-11-14

NY RA
APPROVED

Since 2024-11-14

Branch Locations

Big Flats, NY • United States

106 N. Main Street Suite C, Horseheads, NY 14845 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Prudential Insurance Company Of America	Horseheads	NY	03/2012	Present
Pruco Securities, Llc.	Horseheads	NY	03/2012	11/2024
Lpl Enterprise, Llc	Horseheads	NY	11/2024	Present

03/2012 → Present

Prudential Insurance Company Of America

Horseheads, NY
03/2012 → 11/2024

Pruco Securities, Llc.

Horseheads, NY
11/2024 → Present

Lpl Enterprise, Llc

Horseheads, NY

Previous Registrations

2021-06-07 → 2024-11-14

Pruco Securities, Llc.

Cortland, NY

Syracuse, NY

Horseheads, NY

Other Businesses

1) 10/11/2024 - Finger Lakes Financial Group: Retirement Planning and Insurance - Insurance and Financial Services - DBA for LPL Business (entity for LPL business) - Inv Related - At Horseheads, NY - Start Date 01/02/2017 - 0hrs/mth - 0hrs/mth During Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-09-01
S63	Uniform Securities Agent State Law Examination	2012-04-12

S65 Uniform Investment Adviser Law Examination

2012-09-01
S63 Uniform Securities Agent State Law Examination

2012-04-12

View on SEC IAPD