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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2018-12-17
  • PA RA
    APPROVED
    Since 2018-12-17

Branch Locations

436 Magee Avenue, Patton, PA 16668 • United States

5355 Shaffer Road, Dubois, PA 15801 • United States

367 Main Street, Kersey, PA 15846 • United States

1201 East Main Street, Brockway, PA 15824 • United States

108 East Mill Street, St.MArys, PA 15857 • United States

14303 Clearfield Shawville Hwy, Clearfield, PA 16830 • United States

709 Hannah Street, Houtzdale, PA 16651 • United States

223 Main Street, Brookville, PA 15825 • United States

5 North Main Street, Dubois, PA 15801 • United States

920 Philadelphia Avenue, Northern Cambria, PA 15715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Legion Patton PA 04/2012 05/2017
First Commonwealth Bank Altoona PA 03/2014 07/2017
Loyal Order Of The Moose Patton PA 03/2015 09/2017
Infinex Investments, Inc. Meriden CT 10/2015 Present
First Commonwealth Bank Patton PA 08/2017 Present
Sons And Daughters Of Italy Club Patton PA 06/2017 Present
  • 04/2012 → 05/2017
    American Legion
    Patton, PA
  • 03/2014 → 07/2017
    First Commonwealth Bank
    Altoona, PA
  • 03/2015 → 09/2017
    Loyal Order Of The Moose
    Patton, PA
  • 10/2015 → Present
    Infinex Investments, Inc.
    Meriden, CT
  • 08/2017 → Present
    First Commonwealth Bank
    Patton, PA
  • 06/2017 → Present
    Sons And Daughters Of Italy Club
    Patton, PA
Other Businesses

1.) TAXIDERMY SERVICES MOUNTS BY MARINA STEPHENS TAXIDERMY 406 RAGER ROAD CHERRY TREE, PA 15724, 2 EVENING/WEEKEND HOURS SINCE 1/2010. Owner. 8-32 hours per month on weekends only. 2.) Sons and daughters of Italy Club. Patton, PA 16668. Bartending. Started in June 2017. Approx 32 hours per month. None during trading hours. 3.) First Commonwealth Bank - Trust Div. Yes, Investment related. Started Jan 2019. Approx 40 hours per month all during trading hours. 4.) Hastings VFW Post 1586. Bartending. Not investment related. Started Sept 2026. 30 hours per month max not during business hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-12-15
S63 Uniform Securities Agent State Law Examination 2013-05-06
  • S65 Uniform Investment Adviser Law Examination
    2018-12-15
  • S63 Uniform Securities Agent State Law Examination
    2013-05-06

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