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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-11 |
| IA | RA | APPROVED | 2016-01-12 |
Branch Locations
2302 W 1St St. Ste 201 H, Cedar Falls, IA 50613 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 04/2012 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2016 | Present |
1. SHAW INSURANCE SERVICES LLC, 2302 W 1ST ST, STE 201H, CEDAR FALLS, IA, 8/2016 AS OWNER/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 10 HR/WK - 0/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 8/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3. OHO LLC, 1 utility parkway, CEDAR FALLS IA 50613, RENTAL PROPERTY OWNER, 12/20/2021, NIR, 0/MO- 0/TRADING 4. FINANCIAL OUTFITTERS GROUP / 2302 W 1st St, Suite 201H, Cedar Falls IA / 08/01/2022 / NIR / PARTNER - PARENT COMPANY OF SHAW FINANCIAL / 160 HR/MO - 150 HR/MO TRADING 5. GENESIS INSURANCE, 2302 W 1st St, Suite 201B, CEDAR FALLS IA 50613, 04/2023, Owner, Medicare Insurance Products, NIR, 25 HR/MO - 20 HR/MO TRADING. 6. HEAT BASEBALL, Cedar Falls IA 50613, United States, 12/01/2024, Coach, Volunteer, NIR, 6 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-20 |
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