Sandra Kay Korbel

Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Educational seminars
SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

Authority	Category	Status	Date
ND	RA	APPROVED	2020-06-15

ND RA
APPROVED

Since 2020-06-15

Branch Locations

3189 Ace Allen Way S, Fargo, ND 58104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Alerus Securities	Fargo	ND	04/2012	12/2018
Alerus	Fargo	ND	05/1993	Present
Alerus Investment Advisors	Fargo	ND	01/2011	12/2018
Infinex Investments, Inc.	Meriden	CT	12/2018	Present

04/2012 → 12/2018

Alerus Securities

Fargo, ND
05/1993 → Present

Alerus

Fargo, ND
01/2011 → 12/2018

Alerus Investment Advisors

Fargo, ND
12/2018 → Present

Infinex Investments, Inc.

Meriden, CT

Previous Registrations

2013-11-20 → 2015-12-31

Alerus Investment Advisors Corporation

Minnetonka, MN

Other Businesses

1.)WEALTH MANAGEMENT OFFICER WITH ALERUS FINANCIAL. WORK WITH CUSTOMERS ACCOUNTS MANAGED UNDER TRUST POWERS AND HELP WITH FINANCIAL PLANNING FOR THEM. THIS IS MY PRIMARY JOB.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2012-07-30

S63 Uniform Securities Agent State Law Examination

2012-07-30

Designations

Certified Financial Planner

Other Names

Sandra Kay Netzke
Sandra K Korbel

View on SEC IAPD