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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
410 Lexington Circle, Grand Island, NE 68803 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Grand Island | NE | 05/2000 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Kearney | NE | 08/2000 | 07/2021 |
| Ringlein Tax Planning And Preparation | Kearney | NE | 01/2008 | 07/2021 |
| Delta Property Management Llc | Kearney | NE | 09/2013 | 07/2021 |
| Manlein Enterprises Llc | Kearney | NE | 01/2017 | 07/2021 |
| J2Rhbk, Inc. | Grand Island | NE | 09/2017 | 07/2021 |
| Jeremy Ringlein, General Notary | Kearney | NE | 02/2020 | 07/2021 |
| Jjb Enterprises, Llc | Kearney | NE | 06/2020 | 07/2021 |
| Flatwater Wealth, Inc. | Grand Island | NE | 09/2017 | 07/2021 |
| Lpl Financial Llc | Grand Island | NE | 07/2021 | Present |
1) 9/2017 - Financial Institution Duty - Flatwater Wealth, Inc. - Not Investment Related - Grand Island, NE, 68803 2) 4/2020 - Notary - Jeremy P Ringlein, General Notary - Investment Related - Kearney , NE 68847 3) 6/2020 - Real Estate Rental - JJB Enterprises, LLC - Investment Related - 1719 East 46th Street Place, Kearney, NE 68847 4) 11/2020 - DBA for LPL Business (entity for LPL business) - Flatwater Wealth - Investment Related - Grand Island, NE 68803 5) 11/2007 - Tax Prep/Accounting/CPA - Ringlein Tax Planning & Preparation - Investment Related - Kearney , NE 68847 6) 02/23/2022 - Associates of Clifton Parks - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Producer - Start Date - 02/14/2022 - 1 Hours Per Month/1 Hours During Securities Trading. 7) 10/12/2022 - Delta Property Management LLC - Investment Related - Kearney, NE 68845 - Real Estate Rental - Owner - Start Date - 08/07/2006 - 1 Hours Per Month/0 Hours During Securities Trading 8) 08/16/2024 - Flatwater Associates - Tax Prep/Accounting/CPA - Partner/ Tax Preparer - Investment Related - At Reported Business Location(s) - Start Date 08/12/2024 - 10 Hours Per Month/ 1 Hour during Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-07-07 |
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