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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-04-25 |
| MD | RA | APPROVED | 2023-04-24 |
Branch Locations
7101 Wisconsin Ave Suite 1200, Bethesda, MD 20814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2012 | 03/2023 |
| Northwestern Mutual Investment Services, Llc | Washington | DC | 10/2012 | 03/2023 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 03/2023 |
| Massmutual Life Insurance Co. | Bethesda | MD | 03/2023 | Present |
| Mml Investors Services | Bethesda | MD | 03/2023 | Present |
1)Name: Main Development LLC, Inv Rel: Y Addr: 2501 9th Road South, Arlington VA 22204, Nature: Inherited land placed inside a llc Position: Owner, Start: 8/28/2018, No Hr/Mo: 10 No Hr/Mo Dur Trading:0, Duties: Managing the sale of inherited land. 2)Name: James Brown III, Inv Rel: Y Addr: 1604 E Street NE, Washington DC 20002, Nature: Rental Property, Position: owner/landlord, Start: 5/1/2010, No Hr/Mo: 4 No Hr/Mo Dur Trading: 0 Duties: Management and maintenance. 3)Name: James Brown III Inv Rel: Y Addr: 723 Longfellow St NW Unit 102, Washington DC 20011 Nature: Rental Property, Position: Owner/Landlord, Start: 5/01/2010, No Hr/Mo: 2 No Hr/Mo Dur Trading: 0, Duties: rent collection/property maintenance. 4)Name: James Brown III, Inv Rel: Y Addr: @ residential address on record, Nature: Outside Insurance, Position: Agent, Start: 4/1/2023, No Hr/Mo: 2 No Hr/Mo Dur Trading: 0, Duties: Life, Disability, Fixed Annuities and health.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-05-06 |
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