Best Investors Account Sign in
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-04-25
MD RA APPROVED 2023-04-24
  • TX RA
    APPROVED_RES
    Since 2023-04-25
  • MD RA
    APPROVED
    Since 2023-04-24

Branch Locations

7101 Wisconsin Ave Suite 1200, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2012 03/2023
Northwestern Mutual Investment Services, Llc Washington DC 10/2012 03/2023
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 03/2023
Massmutual Life Insurance Co. Bethesda MD 03/2023 Present
Mml Investors Services Bethesda MD 03/2023 Present
  • 05/2012 → 03/2023
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 10/2012 → 03/2023
    Washington, DC
  • 01/2016 → 03/2023
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 03/2023 → Present
    Massmutual Life Insurance Co.
    Bethesda, MD
  • 03/2023 → Present
    Mml Investors Services
    Bethesda, MD
Previous Registrations
Other Businesses

1)Name: Main Development LLC, Inv Rel: Y Addr: 2501 9th Road South, Arlington VA 22204, Nature: Inherited land placed inside a llc Position: Owner, Start: 8/28/2018, No Hr/Mo: 10 No Hr/Mo Dur Trading:0, Duties: Managing the sale of inherited land. 2)Name: James Brown III, Inv Rel: Y Addr: 1604 E Street NE, Washington DC 20002, Nature: Rental Property, Position: owner/landlord, Start: 5/1/2010, No Hr/Mo: 4 No Hr/Mo Dur Trading: 0 Duties: Management and maintenance. 3)Name: James Brown III Inv Rel: Y Addr: 723 Longfellow St NW Unit 102, Washington DC 20011 Nature: Rental Property, Position: Owner/Landlord, Start: 5/01/2010, No Hr/Mo: 2 No Hr/Mo Dur Trading: 0, Duties: rent collection/property maintenance. 4)Name: James Brown III, Inv Rel: Y Addr: @ residential address on record, Nature: Outside Insurance, Position: Agent, Start: 4/1/2023, No Hr/Mo: 2 No Hr/Mo Dur Trading: 0, Duties: Life, Disability, Fixed Annuities and health.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-06
  • S66 Uniform Combined State Law Examination
    2013-05-06

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Bethesda, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor