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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-10 |
| FL | RA | APPROVED | 2017-10-13 |
Branch Locations
2605 Enterprise Road Suite 168, Clearwater, FL 33759 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Clearwater | FL | 08/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Clearwater | FL | 11/2016 | 08/2017 |
| Stifel Nicolaus & Co Inc | Clearwater | FL | 08/2017 | Present |
YMCA of Suncoast- (North Pinellas YMCA); 4550 Village Center Drive Palm Harbor FL 34685; Advisory Board Member; Providing ideas and advice for local events...etc; 01/01/2019; 1.00 Hour(s) Per Month; not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-02-13 |
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