Jason Nicholas Dukas

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → 11/2016
  Wells Fargo Advisors
  Clearwater, FL
• 11/2016 → 08/2017
  Wells Fargo Clearing Services, Llc
  Clearwater, FL
• 08/2017 → Present
  Stifel Nicolaus & Co Inc
  Clearwater, FL

Previous Registrations

• 2011-08-19 → 2017-07-19
  Wells Fargo Clearing Services, Llc
  Clearwater, FL
• 2009-06-01 → 2011-09-06
  Morgan Stanley
  Palm Harbor, FL
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Palm Harbor, FL
• 2000-07-19 → 2007-04-02
  Morgan Stanley Dw Inc.
  Palm Harbor, FL
  Clearwater, FL

Other Businesses

YMCA of Suncoast- (North Pinellas YMCA); 4550 Village Center Drive Palm Harbor FL 34685; Advisory Board Member; Providing ideas and advice for local events...etc; 01/01/2019; 1.00 Hour(s) Per Month; not during securities trading hours; Not Investment-Related

Exams

• S66 Uniform Combined State Law Examination
  2001-02-13