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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Esl Federal Credit Union | Rochester | NY | 03/2007 | 08/2018 |
| Lpl Financial Llc | Rochester | NY | 03/2012 | 08/2018 |
| Esl Investment Services, Llc | Rochester | NY | 08/2012 | 08/2018 |
| Lpl Financial Llc | Fairport | NY | 08/2018 | 06/2021 |
| Private Advisor Group, Llc | Fairport | NY | 11/2018 | 03/2020 |
| Esl Investment Services, Llc | Rochester | NY | 03/2020 | Present |
| Lpl Financial, Llc | Rochester | NY | 06/2021 | Present |
1. 3/18/2020 - ESL Investment Services LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 3/02/2020 - Time Spent 100%. 2. 8/9/2021 - ESL Investment Services, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 06/21/2021 - 20 Hours Per Month/1 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 2012-06-28 |
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