Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2001-01-10
FL RA APPROVED 2000-01-11
  • TX RA
    APPROVED_RES
    Since 2001-01-10
  • FL RA
    APPROVED
    Since 2000-01-11

Branch Locations

26301 Us Highway 19 N, Clearwater, FL 33761 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Inc. Clearwater FL 01/2000 Present
Bank Of America,Na Clearwater FL 12/2009 Present
  • 01/2000 → Present
    Merrill Lynch, Pierce, Fenner & Smith Inc.
    Clearwater, FL
  • 12/2009 → Present
    Bank Of America,Na
    Clearwater, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-04
S63 Uniform Securities Agent State Law Examination 1998-11-11
  • S66 Uniform Combined State Law Examination
    2005-08-04
  • S63 Uniform Securities Agent State Law Examination
    1998-11-11
Other Names
  • Rob Hudson

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Clearwater, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor