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James Clayton Flaherty

Janney Montgomery Scott LLC

Radnor, PA

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-07-09
TX RA APPROVED 2026-07-09
VA RA APPROVED 2026-07-09
  • PA RA
    APPROVED
    Since 2026-07-09
  • TX RA
    APPROVED
    Since 2026-07-09
  • VA RA
    APPROVED
    Since 2026-07-09

Branch Locations

150 Radnor-Chester Road Suite B-100, Radnor, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Reston VA 10/2010 07/2026
Wells Fargo Advisors Llc Reston VA 03/2012 11/2016
Wells Fargo Clearing Services, Llc Reston VA 11/2016 07/2026
Janney Montgomery Scott Llc Radnor PA 07/2026 Present
Previous Registrations
  • 2012-05-28 → 2026-07-20
    Wells Fargo Clearing Services, Llc
    Conshohocken, PA
    Reston, VA
    Mclean, VA
    Columbia, MD
    Mclean, VA
    Mclean, VA
    Reston, VA
    Arlington, VA
    Reston, VA
    Philadelphia, PA
    Newtown, PA
    Reston, VA
    Herndon, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-05-25
S63 Uniform Securities Agent State Law Examination 2012-05-08
  • S65 Uniform Investment Adviser Law Examination
    2012-05-25
  • S63 Uniform Securities Agent State Law Examination
    2012-05-08
Other Names
  • James Flaherty

View on SEC IAPD

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JAMES FRANCIS MARTIN
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Other Offices

NORDWAND ADVISORS · RADNOR, PA
MCADAM LLC · RADNOR, PA
ALTERRA IOS MANAGER, LLC · RADNOR, PA
LINCOLN FINANCIAL INVESTMENTS CORPORATION · RADNOR, PA
WICK CAPITAL PARTNERS, LLC · WAYNE, PA
NORDWAND INVESTMENTS, LLC · RADNOR, PA
V3LIMITED LLC · RADNOR, PA
PRESILIUM PRIVATE WEALTH, LLC · RADNOR, PA

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