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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

5309 S Mccoll Rd, Edinburg, TX 78539 • United States

Edinburg, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Bank Birmingham AL 01/2015 09/2021
Bbva Securities Inc. Harlingen TX 02/2015 09/2021
Bbva Compass Insurance Agency, Inc. Austin TX 02/2015 09/2021
Texas Tuxedo Rental Mcallen TX 03/2018 10/2018
Pnc Managed Account Solutions, Inc. Raymondville TX 12/2016 09/2021
Avantax Investment Services, Inc. Edinburg TX 09/2021 09/2025
Avantax Insurance Agency, Llc Edinburg TX 09/2021 09/2025
Avantax Advisory Services Edinburg TX 09/2021 09/2025
Lrs Investment Services Llc Edinburg TX 09/2021 Present
L/S Financial Advisors Llc Edinburg TX 03/2025 Present
Cetera Wealth Services, Llc Edinburg TX 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 01/2015 → 09/2021
    Compass Bank
    Birmingham, AL
  • 02/2015 → 09/2021
    Bbva Securities Inc.
    Harlingen, TX
  • 02/2015 → 09/2021
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 03/2018 → 10/2018
    Texas Tuxedo Rental
    Mcallen, TX
  • 12/2016 → 09/2021
    Pnc Managed Account Solutions, Inc.
    Raymondville, TX
  • 09/2021 → 09/2025
    Avantax Investment Services, Inc.
    Edinburg, TX
  • 09/2021 → 09/2025
    Avantax Insurance Agency, Llc
    Edinburg, TX
  • 09/2021 → 09/2025
    Avantax Advisory Services
    Edinburg, TX
  • 09/2021 → Present
    Lrs Investment Services Llc
    Edinburg, TX
  • 03/2025 → Present
    L/S Financial Advisors Llc
    Edinburg, TX
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Edinburg, TX
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2021-09-01 → 2025-09-05
    Avantax Advisory Services
    Edinburg, TX
    Edinburg, TX
    Dallas, TX
  • 2021-08-18 → 2021-09-08
    Bishop, TX
    Harlingen, TX
    Harlingen, TX
    Harlingen, TX
    Harlingen, TX
    Raymondville, TX
  • 2016-12-06 → 2021-08-17
    Pnc Managed Account Solutions, Inc.
    Mcallen, TX
    Corpus Christi, TX
    Harlingen, TX
Other Businesses

1) LRS INVESTMENT SERVICES LLC POSITION: Owner NATURE: LRS Investment Services is the company I set up when I became an Independent Advisor with AVANTAX INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 09/01/2021 ADDRESS: 1004 Royal Street, Edinburg TX 78539, United States DESCRIPTION: Under LRS Investment services I will assist client with Investment advise. Offer financial products and services under the Avantax platform. 2) LRS PROPERTY RENTAL LLC POSITION: Owner NATURE: Apartment Rentals / Land Lord. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/03/2022 ADDRESS: 1004 Royal Street, Edinburg TX 78539, United States DESCRIPTION: Owner of the apartments. I will be renting them and collecting rents on a monthly basis. 3) L/S FINANCIAL ADVISORS LLC POSITION: Owner / Partner NATURE: Sell of investment products offered through Avantax Wealth Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 03/20/2025 ADDRESS: 5309 S Mccoll Rd, Edinburg TX 78539, United States DESCRIPTION: Meet with clients. Client phone calls. Determine products based on clients needs and goals.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-02
S63 Uniform Securities Agent State Law Examination 2012-05-21
  • S65 Uniform Investment Adviser Law Examination
    2016-12-02
  • S63 Uniform Securities Agent State Law Examination
    2012-05-21

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