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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-10-03 |
| FL | RA | APPROVED | 2024-09-12 |
| NC | RA | APPROVED | 2024-09-11 |
| NY | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED_RES | 2024-06-14 |
Branch Locations
1840 Winton Rd S, Building A, Rochester, NY 14618 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Rochester | NY | 04/2012 | 06/2024 |
| Securities America Advisors, Inc. | Rochester | NY | 04/2012 | 06/2024 |
| Osaic Wealth, Inc. | Rochester | NY | 06/2024 | Present |
***DBA - L&M Wealth Management ***L&M GROUP LTD POSITION: Insurance sales NATURE: Insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 05/01/2012 ADDRESS: 3820 Sheridan Dr., Buffalo NY 14226 DESCRIPTION: Recommend insurance products when suitable as part of a financial plan. Also servicing in-force contracts.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-04-26 |
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