Christopher C Spencer

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → Present
  Penn Mutual Life Ins Co
  Horsham, PA
• 03/2014 → 09/2023
  Hornor Townsend & Kent Inc
  Horsham, PA
• 05/2023 → Present
  Osaic Wealth, Inc.
  Livingston, NJ

Previous Registrations

• 2014-09-12 → 2023-09-12
  Hornor, Townsend & Kent, Llc
  Florham Park, NJ
  Morristown, NJ
  Saddle Brook, NJ

Other Businesses

1) INSURANCE BROKERAGE POSITION: agent NATURE: insurance agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 09/11/2023 ADDRESS: 290 West Mount Pleasant Ave, suite 2300, Livingston NJ 07039, United States DESCRIPTION: insurance brokerage business 2) NEONI WEALTH STRATEGIES POSITION: owner NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/11/2023 ADDRESS: 290 West Mount Pleasant Ave, suite 2300, Livingston NJ 07039, United States DESCRIPTION: This DBA is used for all of my wealth management business and broker dealer business

Exams

• S66 Uniform Combined State Law Examination
  2014-08-20
• S63 Uniform Securities Agent State Law Examination
  2000-09-14

Other Names

• Christopher C. Spencer