Best Investors Account Sign in

Casey Robert Collins

LPl Financial LLC

Madison, WI

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2021-07-21
  • WI RA
    APPROVED
    Since 2021-07-21

Branch Locations

Madison, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Inc Madison WI 06/2013 07/2021
Various Insurance Carriers For W&R Insurance Agencies Madison WI 06/2013 07/2021
Tlb Music Madison WI 05/2013 08/2020
Drive To The Ocean Madison WI 09/2014 07/2021
Powerbuy 4 Your Llc Mazomanie WI 10/2014 06/2020
Wisconsin Deca/Dept Of Public Instruction Madison WI 03/2015 07/2021
Madison Area Tip Club Madison WI 08/2015 07/2021
Ashbury Mid Town Homeowners Association Madison WI 12/2015 08/2020
Rotary After Hours Madison Madison WI 09/2019 07/2021
The Financial Executive Networking Group (The Feng) Weston CT 09/2020 07/2021
Lpl Financial Llc Madison WI 07/2021 Present
  • 06/2013 → 07/2021
    Waddell & Reed Inc
    Madison, WI
  • 06/2013 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Madison, WI
  • 05/2013 → 08/2020
    Tlb Music
    Madison, WI
  • 09/2014 → 07/2021
    Drive To The Ocean
    Madison, WI
  • 10/2014 → 06/2020
    Powerbuy 4 Your Llc
    Mazomanie, WI
  • 03/2015 → 07/2021
    Wisconsin Deca/Dept Of Public Instruction
    Madison, WI
  • 08/2015 → 07/2021
    Madison Area Tip Club
    Madison, WI
  • 12/2015 → 08/2020
    Ashbury Mid Town Homeowners Association
    Madison, WI
  • 09/2019 → 07/2021
    Rotary After Hours Madison
    Madison, WI
  • 09/2020 → 07/2021
    The Financial Executive Networking Group (The Feng)
    Weston, CT
  • 07/2021 → Present
    Madison, WI
Previous Registrations
Other Businesses

1) 9/2014 - Musician/Band - Drive to the Ocean - Not Investment Related - 2 hr/mon - Madison, WI 53719 2) 6/2013 - Non-Variable Insurance - Casey Collins - Investment Related - 1% - Clifton Park, NY 12065 3) 06/05/2023 - VEHICLE 6 - Not investment Related - Madison, WI - Other - MUSIC AND PERFORMING ARTS - Guitarist - Start Date 06/10/2023 - 4 Hours Per Month/ 0 Hours During Securities Trading 4) 11/16/2023 - CRC WEALTH ADVISORS LLC - Non Inv Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 12/1/2023 - 0 Hrs/Mo

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-04-19
S63 Uniform Securities Agent State Law Examination 2012-03-28
  • S65 Uniform Investment Adviser Law Examination
    2012-04-19
  • S63 Uniform Securities Agent State Law Examination
    2012-03-28

View on SEC IAPD

More in Madison, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor