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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed Inc | Madison | WI | 06/2013 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Madison | WI | 06/2013 | 07/2021 |
| Tlb Music | Madison | WI | 05/2013 | 08/2020 |
| Drive To The Ocean | Madison | WI | 09/2014 | 07/2021 |
| Powerbuy 4 Your Llc | Mazomanie | WI | 10/2014 | 06/2020 |
| Wisconsin Deca/Dept Of Public Instruction | Madison | WI | 03/2015 | 07/2021 |
| Madison Area Tip Club | Madison | WI | 08/2015 | 07/2021 |
| Ashbury Mid Town Homeowners Association | Madison | WI | 12/2015 | 08/2020 |
| Rotary After Hours Madison | Madison | WI | 09/2019 | 07/2021 |
| The Financial Executive Networking Group (The Feng) | Weston | CT | 09/2020 | 07/2021 |
| Lpl Financial Llc | Madison | WI | 07/2021 | Present |
1) 9/2014 - Musician/Band - Drive to the Ocean - Not Investment Related - 2 hr/mon - Madison, WI 53719 2) 6/2013 - Non-Variable Insurance - Casey Collins - Investment Related - 1% - Clifton Park, NY 12065 3) 06/05/2023 - VEHICLE 6 - Not investment Related - Madison, WI - Other - MUSIC AND PERFORMING ARTS - Guitarist - Start Date 06/10/2023 - 4 Hours Per Month/ 0 Hours During Securities Trading 4) 11/16/2023 - CRC WEALTH ADVISORS LLC - Non Inv Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 12/1/2023 - 0 Hrs/Mo
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 2012-03-28 |
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