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Stephanie Doane

Ubs Financial Services Inc.

Indianapolis, IN

Westfield, IN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2014-11-05
TX RA APPROVED 2014-11-05
  • IN RA
    APPROVED
    Since 2014-11-05
  • TX RA
    APPROVED
    Since 2014-11-05

Branch Locations

8801 River Crossing Blvd Suite 400, Indianapolis, IN 46240-4609 • United States

Westfield, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Indianapolis IN 11/2014 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-08
S63 Uniform Securities Agent State Law Examination 2012-05-04
  • S66 Uniform Combined State Law Examination
    2013-05-08
  • S63 Uniform Securities Agent State Law Examination
    2012-05-04
Other Names
  • Stephanie Kohnen

View on SEC IAPD

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