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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-03-03
  • AZ RA
    APPROVED
    Since 2025-03-03

Branch Locations

Waddell, AZ • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusettes Mutual Life Insurance Company Sprinfield MA 01/2013 01/2021
Mml Investors Services Llc Springfield MA 07/2013 01/2021
Mml Distributors, Llc Phoenix AZ 08/2017 01/2021
Gwfs Equities, Inc. Phoenix AZ 01/2021 Present
  • 01/2013 → 01/2021
    Massachusettes Mutual Life Insurance Company
    Sprinfield, MA
  • 07/2013 → 01/2021
    Mml Investors Services Llc
    Springfield, MA
  • 08/2017 → 01/2021
    Mml Distributors, Llc
    Phoenix, AZ
  • 01/2021 → Present
    Gwfs Equities, Inc.
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-13
S63 Uniform Securities Agent State Law Examination 2014-03-27
  • S66 Uniform Combined State Law Examination
    2025-02-13
  • S63 Uniform Securities Agent State Law Examination
    2014-03-27
Other Names
  • Aaron M Mills

View on SEC IAPD

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