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Robert Alfred Plundo

Fisher Investments

Plano, TX

Plano, TX

CRD 6039928

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-14
  • TX RA
    APPROVED
    Since 2021-01-14

Branch Locations

6500 International Parkway Suite 2050, Plano, TX 75093 • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Houston TX 10/2015 02/2019
Merrill Lynch, Pierce, Fenner & Smith Inc Houston TX 10/2015 02/2019
Thrivent Investment Management Inc Cedar Park TX 10/2019 12/2020
Unemployed Houston TX 02/2019 10/2019
Thrivent Financial Appleton WI 10/2019 12/2019
Thrivent Financial Appleton WI 12/2019 12/2020
Fisher Investments Plano TX 01/2021 Present
  • 10/2015 → 02/2019
    Bank Of America, N.A.
    Houston, TX
  • 10/2015 → 02/2019
    Merrill Lynch, Pierce, Fenner & Smith Inc
    Houston, TX
  • 10/2019 → 12/2020
    Thrivent Investment Management Inc
    Cedar Park, TX
  • 02/2019 → 10/2019
    Unemployed
    Houston, TX
  • 10/2019 → 12/2019
    Thrivent Financial
    Appleton, WI
  • 12/2019 → 12/2020
    Thrivent Financial
    Appleton, WI
  • 01/2021 → Present
    Fisher Investments
    Plano, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-05
S63 Uniform Securities Agent State Law Examination 2012-07-23
  • S66 Uniform Combined State Law Examination
    2015-11-05
  • S63 Uniform Securities Agent State Law Examination
    2012-07-23
Other Names
  • Bob Plundo
  • Robert Alfred Plundo
  • Robert A Plundo
  • Robert A. Plundo
  • Robert A Plundo
  • Robert Plundo

View on SEC IAPD

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