Annie Lam

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → 03/2017
  Metlife Securities Inc
  Downers Grove, IL
• 07/2016 → 08/2022
  Massmutual Life Insurance Co
  Chicago, IL
• 03/2017 → 08/2022
  Mml Investors Services, Llc
  Chicago, IL
• 08/2022 → Present
  J.P. Morgan Securities Llc
  Chicago, IL
• 03/2012 → 03/2017
  Msi Financial Services, Inc
  Chicago, IL

Previous Registrations

• 2017-03-25 → 2022-08-22
  Mml Investors Services, Llc
  Lisle, IL
  Chicago, IL
• 2013-03-05 → 2017-03-25
  Msi Financial Services, Inc.
  Downers Grove, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-02-26
• S63 Uniform Securities Agent State Law Examination
  2012-06-26