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Michael Alan Fleming

U.S. Bancorp Advisors, LLC

Chicago, IL

Saint Paul, MN

Chicago, IL

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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-11-21
  • IL RA
    APPROVED
    Since 2025-11-21

Branch Locations

190 S Lasalle St, Chicago, IL 60603 • United States

60 Livingston Ave, Saint Paul, MN 55107 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Las Vegas NV 03/2012 12/2016
American Enterprise Investment Services Inc. Minneapolis MN 01/2017 07/2021
Ameriprise Financial Services, Llc Minneapolis MN 07/2021 05/2022
U.S. Bancorp Advisors, Llc Chicago IL 05/2022 Present
U.S. Bancorp Investments, Inc. Chicago IL 11/2025 02/2026
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-16
S66 Uniform Combined State Law Examination 2012-05-14
  • S65 Uniform Investment Adviser Law Examination
    2021-11-16
  • S66 Uniform Combined State Law Examination
    2012-05-14
Other Names
  • Michael Alan Fleming

View on SEC IAPD

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