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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
15303 Ventura Boulevard Suite 1550, Sherman Oaks, CA 91403 • United States
La Palma, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | El Segundo | CA | 03/2012 | 10/2020 |
| Prudential Insurance Company Of America | El Segundo | CA | 03/2012 | 10/2020 |
| Pruco Securities, Llc. | Sherman Oaks | CA | 12/2020 | 11/2024 |
| Prudential Insurance Company Of America | Sherman Oaks | CA | 12/2020 | Present |
| Lpl Enterprise, Llc | Sherman Oaks | CA | 11/2024 | Present |
1) 07/10/2025- Hawaii Tax Institute Foundation- Non-profit volunteer (not on board)- Network with potential sponsor companies to participate in the upcoming annual conference.- not inv. related- at Monterey Park, CA - start date 11/07/2016- 12hrs/mnth-0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-29 |
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