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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-09-13 |
Branch Locations
Saint Johns, FL • United States
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America / Merrill Lynch | Jacksonville | FL | 03/2012 | 10/2017 |
| Raymond James Financial Services, Inc. | Jacksonville | FL | 11/2017 | 04/2018 |
| Raymond James Financial Services, Inc. | Jacksonville | FL | 04/2018 | 08/2018 |
| Raymond James Financial Services Advisors Inc. | Jacksonville | FL | 06/2018 | 08/2018 |
| Raymond James Financial Services, Inc. | St. Petersburg | FL | 08/2018 | Present |
| Raymond James Financial Services Advisors Inc. | St. Petersburg | FL | 08/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-05 |
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