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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2015-01-30 |
Branch Locations
1105 Berkshire Blvd, Wyomissing, PA 19610 • United States
101 North Broad Street Second Fl, Lititz, PA 17543 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance | Wyomissing | PA | 08/2014 | Present |
1. BUTTERWORTH FINANCIAL SERVICES POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 8 START DATE: 04/01/2015 ADDRESS: 1105 Berkshire Blvd., Wyomissing PA 19610 DESCRIPTION: Provides life insurance and fixed rate annuities 2. BUTTERWORTH FINANCIAL SERVICES POSITION: Notary NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/20/2022 ADDRESS: 1105 Berkshire Blvd, Wyomissing PA 17543, United States DESCRIPTION: Notarizing legal documents
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-01-03 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-09 |
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