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William Harrison Ward

Equitable Advisors, LLC

West Chester, OH

CRD 6038637

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-21
OH RA APPROVED 2020-09-04
  • TX RA
    APPROVED
    Since 2021-01-21
  • OH RA
    APPROVED
    Since 2020-09-04

Branch Locations

West Chester, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors Llc New York NY 04/2012 06/2020
Equitable Advisors, Llc New York NY 04/2012 Present
Other Businesses

BENEFICIARY ON wife life policy - Tabatha Whitaker Ward, beneficiary on Aunts life policies - Lucy Ward.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-09-02
S63 Uniform Securities Agent State Law Examination 2012-09-14
  • S65 Uniform Investment Adviser Law Examination
    2020-09-02
  • S63 Uniform Securities Agent State Law Examination
    2012-09-14
Other Names
  • Billy Ward
  • Bill Ward
  • William H. Ward

View on SEC IAPD

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