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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-02-02 |
| RI | RA | APPROVED | 2025-01-08 |
| FL | RA | APPROVED | 2023-06-21 |
| SC | RA | APPROVED | 2022-07-21 |
| DE | RA | APPROVED | 2022-07-20 |
| CA | RA | APPROVED | 2022-04-26 |
| NY | RA | APPROVED | 2021-04-16 |
| CT | RA | APPROVED | 2015-01-02 |
| NJ | RA | APPROVED | 2014-12-10 |
Branch Locations
800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co | Rye Brook | NY | 12/2011 | Present |
| Park Avenue Securities Llc | Rye Brook | NY | 06/2013 | Present |
1. The sale/brokering of non-Guardian insurance products.-Broker to non-Guardian companies. Start: 01/01/2015. Address: 800 Westchester Ave., Ste. N-409 Rye Brook, NY 10573. 5 bus hrs per month. Not investment related. 2. Rental Income from investment property-beach house in Rhode Island which I rent out for part of the year, Start: 09/29/2017, Address: 26 Dunes Rd. Narragansett, RI 02882, 2 total hours per month; 0 during securities trading hours, Investment related, No annual compensation, 3. Union College NYC Alumni Club Board of Directors Board Member-Meet once a quarter to discuss the event planning for our alumni events and gatherings, Start: 01/01/2013, Address: 807 Union St, Schenectady, NY 12308, 1 non bus hr per month, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-17 |
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