Christine Yu

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2016 → 09/2018
  Scottrade, Inc.
  Park Ridge, IL
• 07/2016 → 09/2016
  Unemployed
  Chicago, IL
• 02/2018 → 12/2022
  Td Ameritrade, Inc.
  Chicago, IL
• 02/2018 → 12/2022
  Td Ameritrade Investment Management, Llc
  Omaha, NE
• 12/2022 → Present
  Charles Schwab And Co., Inc.
  Park Ridge, IL
• 07/2022 → Present
  Charles Schwab Bank
  Chicago, IL

Previous Registrations

• 2018-02-26 → 2023-09-07
  Td Ameritrade Investment Management, Llc
  Omaha, NE
  Chicago, IL
  Chicago, IL
• 2018-02-27 → 2022-10-14
  Td Ameritrade, Inc.
  Chicago, IL
  Chicago, IL
• 2017-01-30 → 2018-02-26
  Scottrade Investment Management
  Saint Louis, MO
• 2007-02-06 → 2016-07-06
  Strategic Advisers Llc
  Chicago, IL
  Chicago, IL
• 2006-07-10 → 2006-12-20
  Bmo Harris Financial Advisors, Inc.
  Chicago, IL
• 2003-10-14 → 2005-10-07
  Harrisdirect Llc
  Chicago, IL
• 2002-09-03 → 2003-10-10
  Charles Schwab & Co., Inc.
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2000-11-14

Other Names

• Christine Yu
• Xiaoming Yu