Shu Yeh

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rolling Meadows, IL
• 07/2012 → Present
  Bank Of America, N.A.
  Rolling Meadows, IL

Other Businesses

I*3045297 Entity Type: N/A Name of OBA:Rental Property 1 Address:Issaquah Washington Investment Related:No Position, Title, Association:Co-owner with other family members Start Date:11/01/2025 No Hours: 5 Yearly No Hours during trading:0 Yearly Duties:N/A

Exams

• S66 Uniform Combined State Law Examination
  2012-08-09

Other Names

• Shu H Yeh