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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-02 |
| MI | RA | APPROVED | 2014-11-25 |
Branch Locations
2050 Livernois Rd Ste B, Troy, MI 48083-1757 • United States
Roseville, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Troy | MI | 03/2014 | Present |
| Center For Wealth Planning Advisors, Inc. | Troy | MI | 01/2015 | 11/2017 |
1. 12/4/2017 - Center for Wealth Planning, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/27/2014 - 160 Hours Per Month/150 Hours During Securities Trading. 2. 08/01/2019 - America Group Retirement Strategy Centers - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/29/2019 - 0 Hours Per Month/0 Hours During Securities Trading. 3. 2/8/2021 - Ciennik Financial Group, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/03/2021 - 20 Hours Per Month During Securities Trading. 4. 09/15/2021 - Shunyia & Company Private Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/03/2021 - 50 Hours Per Month/3 Hours During Securities Trading. 5. 11/16/2022 - No Business Name - Not Investment Related - Home Based - Business Owner - Artist - Start Date - 11/21/2022 - 20 Hours Per Month/0 Hours During Securities Trading 6. 11/06/2023 - V & E Wealth Management - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/05/2023 - 40 Hrs/Mo & During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-23 |
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