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William Chad Mitton

Universal Wealth Management LLC

Surprise, AZ

Triton Wealth Management, Pllc

Sun City, AZ

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Current Employers
Universal Wealth Management Llc

15331 W Bell Road Ste 318, Surprise, AZ 85374 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-04-14
CA RA APPROVED 2026-02-25
AZ RA APPROVED 2024-11-26
  • NY RA
    APPROVED
    Since 2026-04-14
  • CA RA
    APPROVED
    Since 2026-02-25
  • AZ RA
    APPROVED
    Since 2024-11-26

Branch Locations

15331 W Bell Road Ste 318, Surprise, AZ 85374 • United States

Triton Wealth Management, Pllc

13211 N 103Rd Ave Suite 4, Sun City, AZ 85351 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-02-25
AZ RA APPROVED 2018-12-03
TX RA APPROVED 2018-11-28
  • MN RA
    APPROVED
    Since 2026-02-25
  • AZ RA
    APPROVED
    Since 2018-12-03
  • TX RA
    APPROVED
    Since 2018-11-28

Branch Locations

13211 N 103Rd Ave Ste. 4, Sun City, AZ 85351 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Sun City AZ 05/2009 10/2016
Raymond James Financial Services Advisors Inc. Sun City AZ 07/2009 10/2016
Kingsview Asset Management Sun City AZ 10/2016 12/2018
Purshe Kaplan Sterling Investments Albany NY 10/2016 08/2019
Triton Wealth Management, Pllc Sun City AZ 11/2018 Present
Leigh Baldwin & Co., Llc Cazenovia NY 08/2019 12/2024
Universal Wealth Management Llc Surprise AZ 09/2024 Present
Universal Wealth Management Llc Surprise AZ 10/2024 Present
Previous Registrations
Other Businesses

1) WCM WILLIAM CHAD MITTON FINANCIAL - SUN CITY, AZ. 100% owner. pass through for Triton Wealth Management. 0 hrs/month spent using this name on financial related business. STARTED 03/7/2011. 2) Triton Wealth Management - Investment Related Business- 13211 N. 103rd ave Suite 4 Sun City, AZ 85351- Advisory- Advisor- 10/2016 start- 120 Hours/month-120 hours during securities trading hours- advising and managing accounts for clients 3) 2021- Fixed Insurance. Non Investment Related. No ownership. 0-5 hrs/month during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-29
S63 Uniform Securities Agent State Law Examination 2000-07-12
  • S66 Uniform Combined State Law Examination
    2017-12-29
  • S63 Uniform Securities Agent State Law Examination
    2000-07-12
Other Names
  • Chad Mitton

View on SEC IAPD

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