Brendan Alan Harty

Current Employers

Employment History

• 04/2012 → Present
  Nylife Securities, Llc
  Waltham, MA
• 03/2012 → Present
  New York Life Ins Co
  Waltham, MA
• 12/2016 → 04/2017
  Harty Financial & Insurance Services
  Middleton, MA
• 04/2017 → Present
  Harty Financial
  Middleton, MA
• 12/2018 → Present
  Eagle Strategies Llc
  Middleton, MA

Other Businesses

[NOTARY PUBLIC;NOT INVESTMENT RELATED;WITNESSES DOCUMENTS AND SIGNATURES;TIME SPENT: MINIMAL; start date 5/2013 ] [OPERATING UNDER THE DBA NAME OF HARTY FINANCIAL FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; MIDDLETON, MA; START DATE: 04/2017] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products;189 North Main St. Suite 204A Middleton, MA 01949; Start Date 07/2019; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 5 hours per month during securities trading hours] [Special Needs Calculator Tool; Per email, specialneedsmap.com but with more advanced functionality for a fee for attorneys, non NYL financial advisors, etc.; 189 N Main St Suite 204A Middleton MA 01949; Start Date 04/2021; Role/Title: Owner; Investment Related; 4 hours per month; 3 hours per month during securities trading hours]

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-11-26
• S63 Uniform Securities Agent State Law Examination
  2014-01-28