Michael Travis Baldwin

CRD 6037170

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2017-09-22
TX	RA	APPROVED	2017-09-22

IL RA
APPROVED

Since 2017-09-22
TX RA
APPROVED

Since 2017-09-22

Branch Locations

233 South Wacker Drive Suite 8600, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Chicago	IL	07/2015	Present

07/2015 → Present

Morgan Stanley

Chicago, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-09-22
S63	Uniform Securities Agent State Law Examination	2014-12-12

S65 Uniform Investment Adviser Law Examination

2017-09-22
S63 Uniform Securities Agent State Law Examination

2014-12-12

Other Names

Travis Baldwin
Michael T Baldwin

View on SEC IAPD

Nearby Firms

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Nearby Investors

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Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL

PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL

GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

More in Chicago, IL

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