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Kevin Warren Petersen

Morgan Stanley

Purchase, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-08-16
  • NY RA
    APPROVED
    Since 2022-08-16

Branch Locations

2000 Westchester Avenue, Purchase, NY 10577-2530 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc New York NY 11/2016 01/2019
Unemployed New York NY 06/2016 10/2016
E*Trade Securities Llc Jersey City NJ 01/2019 02/2020
E*Trade Capital Management Llc Jersey City NJ 01/2019 02/2020
E*Trade Securities Llc Jersey City NJ 02/2020 07/2021
E*Trade Capital Management Llc Jersey City NJ 02/2020 07/2021
E*Trade Securities Llc New York NY 07/2021 09/2023
E*Trade Capital Management New York NY 07/2021 09/2023
Morgan Stanley Smith Barney Llc New York NY 08/2022 09/2023
Morgan Stanley New York NY 09/2023 Present
  • 11/2016 → 01/2019
    Stifel Nicolaus & Co Inc
    New York, NY
  • 06/2016 → 10/2016
    Unemployed
    New York, NY
  • 01/2019 → 02/2020
    E*Trade Securities Llc
    Jersey City, NJ
  • 01/2019 → 02/2020
    E*Trade Capital Management Llc
    Jersey City, NJ
  • 02/2020 → 07/2021
    E*Trade Securities Llc
    Jersey City, NJ
  • 02/2020 → 07/2021
    E*Trade Capital Management Llc
    Jersey City, NJ
  • 07/2021 → 09/2023
    E*Trade Securities Llc
    New York, NY
  • 07/2021 → 09/2023
    E*Trade Capital Management
    New York, NY
  • 08/2022 → 09/2023
    Morgan Stanley Smith Barney Llc
    New York, NY
  • 09/2023 → Present
    Morgan Stanley
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-19
S63 Uniform Securities Agent State Law Examination 2013-05-13
  • S65 Uniform Investment Adviser Law Examination
    2015-03-19
  • S63 Uniform Securities Agent State Law Examination
    2013-05-13

View on SEC IAPD

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