Courtney Hershberger

Palm Desert, CA

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-08-17
TX	RA	APPROVED	2023-08-16

CA RA
APPROVED

Since 2023-08-17
TX RA
APPROVED

Since 2023-08-16

Branch Locations

74199 El Paseo Suite 201, Palm Desert, CA 92260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Palm Desert	CA	08/2011	08/2023
Morgan Stanley Smith Barney Llc	Palm Desert	CA	08/2023	Present

08/2011 → 08/2023

Rbc Capital Markets, Llc

Palm Desert, CA
08/2023 → Present

Morgan Stanley Smith Barney Llc

Palm Desert, CA

Previous Registrations

2011-08-26 → 2023-09-06

Rbc Capital Markets, Llc

Palm Desert, CA

San Francisco, CA
2009-10-23 → 2011-08-30

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palm Desert, CA

Palm Desert, CA

Rancho Mirage, CA

Riverside, CA
2006-09-08 → 2009-10-23

Banc Of America Investment Services, Inc.

Palm Desert, CA

Palm Desert, CA

Palm Desert, CA
2004-11-24 → 2006-09-13

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Indian Wells, CA

Indian Wells, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-11-23

S66 Uniform Combined State Law Examination

2004-11-23

Other Names

Courtney Fetchenheir
Courtney Fetchenhier

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC

AMERIPRISE FINANCIAL SERVICES, LLC

THE WEALTH CONSULTING GROUP

CYPRESS WEALTH SERVICES, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

FLC CAPITAL ADVISORS

MARSHA LEE & COMPANY,INC.

LOTUSLAND PROPERTIES

Other Investors

MICHAEL J GOODMAN

NEAL BRIAN WILSON

KIMBERLY JO SAFOYAN

JASON MCCORD NETTLETON

MARC EDELMAN KOVEN

CHRISTIAN BRAD RISENMAY

GREGORY Thomas FRECH

Other Offices

CETERA INVESTMENT ADVISERS LLC · PALM DESERT, CA

AMERIPRISE FINANCIAL SERVICES, LLC · Palm Desert, CA

THE WEALTH CONSULTING GROUP · Palm Desert, CA

CYPRESS WEALTH SERVICES, LLC · PALM DESERT, CA

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PALM DESERT, CA

FLC CAPITAL ADVISORS · PALM DESERT, CA

MARSHA LEE & COMPANY,INC. · PALM DESERT, CA

LOTUSLAND PROPERTIES · PALM DESERT, CA

More in Palm Desert, CA

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