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Current Employers
Trilogy Capital, Inc.

2601 Main Street Suite 100, Irvine, CA 92614 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-19
CA RA APPROVED 2018-12-19
  • TX RA
    APPROVED_RES
    Since 2021-11-19
  • CA RA
    APPROVED
    Since 2018-12-19

Branch Locations

2601 Main Street Suite 100, Irvine, CA 92614 • United States

19191 S. Vermont Ave Suite 650, Torrance, CA 90502-4465 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mark Hammill Graphic Design Los Angeles CA 11/2001 Present
V Group Inc Carlsbad CA 12/2010 Present
National Planning Corporation Torrance CA 03/2012 11/2017
Trilogy Financial Services Torrance CA 03/2012 Present
Lpl Financial, Llc Torrance CA 11/2017 Present
Trilogy Capital, Inc. Torrance CA 11/2018 Present
  • 11/2001 → Present
    Mark Hammill Graphic Design
    Los Angeles, CA
  • 12/2010 → Present
    V Group Inc
    Carlsbad, CA
  • 03/2012 → 11/2017
    National Planning Corporation
    Torrance, CA
  • 03/2012 → Present
    Trilogy Financial Services
    Torrance, CA
  • 11/2017 → Present
    Lpl Financial, Llc
    Torrance, CA
  • 11/2018 → Present
    Torrance, CA
Other Businesses

1. 11/29/2017 - V Group Inc - Not Investment Related - 7668 EL CAMINO ROAD #104-166 CARLSBAD, CA 92009 - Other - co founder and creative director - Start Date 12/2010 - 40 Hours Per Month / 0 Hours During Trading - V Group Inc - co founder and creative director. 2. 11/29/2017 - Trilogy Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Financial Advisor - Non-Variable Insurance - Start Date 03/2012 - 160 Hours Per Month. 3. 11/29/2017 - Mark Hammill Graphic Design - Not Investment Related - 3741 S Centinela Ave Los Angeles, CA 90066 - Other - owner - Start Date 11/2001 - Mark Hammill Graphic Design - Owner. 4. 10/07/2019 - Trilogy Capital, Inc. - Investment related - At reported business location(s) - Registered Investment Advisor Hybrid - start date:01/03/2019 - 160 hrs/mo - 120 hrs during trading - IAR - I provide investment advisory services through Trilogy Capital, Inc, an independent investment advisor firm. I started this business activity in 01/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 04/14/2020 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 03/15/2012 - 12 Hours per Month/ During Trading 6. 10/07/2024 - Real Estate Rental - Investment Related - Los Angeles, CA - Start Date 06/24/2024 - 10 Hours Per Month/ During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-12-19
S63 Uniform Securities Agent State Law Examination 2012-04-02
  • S65 Uniform Investment Adviser Law Examination
    2018-12-19
  • S63 Uniform Securities Agent State Law Examination
    2012-04-02
Other Names
  • Mark Hammill

View on SEC IAPD

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