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2601 Main Street Suite 100, Irvine, CA 92614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-11-19 |
| CA | RA | APPROVED | 2018-12-19 |
Branch Locations
2601 Main Street Suite 100, Irvine, CA 92614 • United States
19191 S. Vermont Ave Suite 650, Torrance, CA 90502-4465 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mark Hammill Graphic Design | Los Angeles | CA | 11/2001 | Present |
| V Group Inc | Carlsbad | CA | 12/2010 | Present |
| National Planning Corporation | Torrance | CA | 03/2012 | 11/2017 |
| Trilogy Financial Services | Torrance | CA | 03/2012 | Present |
| Lpl Financial, Llc | Torrance | CA | 11/2017 | Present |
| Trilogy Capital, Inc. | Torrance | CA | 11/2018 | Present |
1. 11/29/2017 - V Group Inc - Not Investment Related - 7668 EL CAMINO ROAD #104-166 CARLSBAD, CA 92009 - Other - co founder and creative director - Start Date 12/2010 - 40 Hours Per Month / 0 Hours During Trading - V Group Inc - co founder and creative director. 2. 11/29/2017 - Trilogy Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Financial Advisor - Non-Variable Insurance - Start Date 03/2012 - 160 Hours Per Month. 3. 11/29/2017 - Mark Hammill Graphic Design - Not Investment Related - 3741 S Centinela Ave Los Angeles, CA 90066 - Other - owner - Start Date 11/2001 - Mark Hammill Graphic Design - Owner. 4. 10/07/2019 - Trilogy Capital, Inc. - Investment related - At reported business location(s) - Registered Investment Advisor Hybrid - start date:01/03/2019 - 160 hrs/mo - 120 hrs during trading - IAR - I provide investment advisory services through Trilogy Capital, Inc, an independent investment advisor firm. I started this business activity in 01/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 04/14/2020 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 03/15/2012 - 12 Hours per Month/ During Trading 6. 10/07/2024 - Real Estate Rental - Investment Related - Los Angeles, CA - Start Date 06/24/2024 - 10 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2012-04-02 |
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