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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-24 |
| WA | RA | APPROVED | 2022-04-01 |
Branch Locations
602 N. Colorado Street Suite 130, Kennewick, WA 99336 • United States
602 N Colorado St Ste 130, Kennewick, WA 99336 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-09-06 |
Branch Locations
602 N Colorado St Ste 130, Kennewick, WA 99336 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors, Inc. | Seattle | WA | 06/2012 | 04/2022 |
| Commonwealth Financial Network | San Diego | CA | 04/2022 | Present |
| Compton Financial Group | Kennewick | WA | 04/2022 | Present |
1. Co-Owner, 602 N Colorado, LLC, an entity created for the purpose of buying and managing commercial real estate at 602 N Colorado St, Ste 130, Kennewick, WA 99336, as of 12/04/2019; Less than 1% of time spent; Conducted at branch; Investment related. 2. Fixed insurance sales; Located in Kennewick, WA, as of 08/15/2022, 5% time spent during business hours; Conducted at branch location; Investment related. 3. Co-owner (45% ownership) with Compton Financial Group LLC, a private entity established to facilitate securities, advisory, and insurance business; Located in Kennewick, WA as of 04/01/2022; 99% time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-02 |
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