Charles James Hoffecker

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2022-10-10
NC	RA	APPROVED	2021-10-14
TX	RA	APPROVED	2021-08-18

SC RA
APPROVED

Since 2022-10-10
NC RA
APPROVED

Since 2021-10-14
TX RA
APPROVED

Since 2021-08-18

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch	Jacksonville	FL	02/2012	07/2021
Bank Of America, N.A.	Jacksonville	FL	04/2012	07/2021
The Vanguard Group, Inc.	Charlotte	NC	07/2021	Present
Double Charlies Ebay Store	Fort Mill	SC	06/2022	Present

02/2012 → 07/2021

Merrill Lynch

Jacksonville, FL
04/2012 → 07/2021

Bank Of America, N.A.

Jacksonville, FL
07/2021 → Present

The Vanguard Group, Inc.

Charlotte, NC
06/2022 → Present

Double Charlies Ebay Store

Fort Mill, SC

Previous Registrations

2012-05-18 → 2021-07-01

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT RELATED ADDRESS: PONTE VEDRA BEACH, FL NATURE OF BUSINESS: REAL ESTATE POSITION: LANDLORD/OWNER START DATE: 11/2021 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: LANDLORD NAME OF BUSINESS: DOUBLE CHARLIES EBAY STORE NON-INVESTMENT RELATED ADDRESS: FORT MILL, SC NATURE OF BUSINESS: ECOMMERCE POSITION: OWNER START DATE: 06/2022 APPROX. HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SELL SPORTS TRADING CARDS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-05-16

S66 Uniform Combined State Law Examination

2012-05-16

Other Names

Charles Hoffecker

View on SEC IAPD