Best Investors Account Sign in

Kimberly M Whaley

Strategic Advisers LLC

Covington, KY

Covington, KY

Claim This Profile
Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • KY RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

Covington, KY • United States

100 Howe Drive, Covington, KY 41015-5000 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Cincinnati OH 10/2013 11/2016
Wells Fargo Clearing Services, Llc Cincinnati OH 11/2016 09/2017
Ameriprise Financial Services, Inc. Edgewood KY 09/2017 06/2021
Fidelity Investments Covington KY 06/2021 Present
Fidelity Investments Boston MA 03/2025 Present
  • 10/2013 → 11/2016
    Wells Fargo Advisors Llc
    Cincinnati, OH
  • 11/2016 → 09/2017
    Wells Fargo Clearing Services, Llc
    Cincinnati, OH
  • 09/2017 → 06/2021
    Ameriprise Financial Services, Inc.
    Edgewood, KY
  • 06/2021 → Present
    Fidelity Investments
    Covington, KY
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2021-11-22 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Covington, KY
Other Businesses

OBA-60831|OrgNmn:Uber/ Uber Eats |Org Addr:Covington,Kentucky,US|OBA Nature:Food Delivery |Invst Rel:N|Title:Workplace Planning Consultant |Duties:Food Delivery |StrtDt:07-12-21|TotHrs/mon:20|TrdHrs/mon:0|OBA-60812|OrgNmn:Door Dash |Org Addr:Covington,Kentucky,US|OBA Nature:Food Delivery |Invst Rel:N|Title:Food Delivery |Duties:Food Delivery |StrtDt:07-12-21|TotHrs/mon:20|TrdHrs/mon:0|OBA-60830|OrgNmn:Grub Hub |Org Addr:Covington ,Kentucky,US|OBA Nature:Food Delivery |Invst Rel:N|Title:Food Delivery |Duties:Food Delivery |StrtDt:|TotHrs/mon:20|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-18
S63 Uniform Securities Agent State Law Examination 2000-09-25
  • S66 Uniform Combined State Law Examination
    2021-10-18
  • S63 Uniform Securities Agent State Law Examination
    2000-09-25
Other Names
  • Kimberly Marie Cook
  • Kimberly Marie Whaley
  • Kimberly Whaley

View on SEC IAPD

More in Covington, KY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor