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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2026-01-05
TX RA APPROVED 2016-01-04
MN RA APPROVED 2013-11-13
  • VI RA
    APPROVED
    Since 2026-01-05
  • TX RA
    APPROVED
    Since 2016-01-04
  • MN RA
    APPROVED
    Since 2013-11-13

Branch Locations

8681 Eagle Point Blvd, Lake Elmo, MN 55042 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gruba, Hovland, & Co. Woodbury MN 11/2008 Present
Cambridge Investment Research, Inc Fairfield IA 01/2012 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 01/2012 Present
Previous Registrations
Other Businesses

1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) DBA TAILORED WEALTH STRATEGIES. LAKE ELMO, MN. STARTED 11/2008. SPENDS 2 HR/WK, 2 HR/TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. STARTED JANUARY 3, 2012.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-06
S63 Uniform Securities Agent State Law Examination 2000-07-12
  • S66 Uniform Combined State Law Examination
    2013-08-06
  • S63 Uniform Securities Agent State Law Examination
    2000-07-12
Designations
  • Certified Financial Planner
  • Chartered Financial Analyst

View on SEC IAPD

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