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Arturo Alejandro Bravo

Ubs Financial Services Inc.

Montevideo

Montevideo

CRD 6034780

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-29
  • NY RA
    APPROVED
    Since 2021-10-29

Branch Locations

Zonamerica Ruta 8, Km 17,500 Edificio @ 1, Office 301, Cp 91600, Montevideo • Uruguay

Montevideo • Uruguay

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services (Uruguay) Montevideo 01/2012 Present
  • 01/2012 → Present
    Ubs Financial Services (Uruguay)
    Montevideo
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-29
  • S66 Uniform Combined State Law Examination
    2021-10-29
Other Names
  • Arturo Alejandro Ismael Bravo Torres
  • Arturo Alexandro Bravo Torres
  • Arturo Alejandro Bravo Torres
  • Arturo Alejandro Bravo Torres

View on SEC IAPD

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