Mark James Duffy

Employer firm

Focus Partners Wealth, LLC CRD 159289

$182B regulatory AUM 1,500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2023 → 10/2024
  Impax Asset Management
  Portsmouth, NH
• 05/2021 → 08/2023
  Invesco Ltd
  Boston, MA
• 06/2016 → 05/2021
  Longfellow Investment Management Co Llc
  Boston, MA
• 10/2024 → 09/2025
  Lumora Llc
  Melrose, MA
• 09/2025 → 02/2026
  Rhumbline Advisers Lp
  Boston, MA
• 04/2026 → Present
  Focus Partners Wealth, Llc
  Clayton, MO

Previous Registrations

• 2025-03-07 → 2025-09-15
  Lumora Wealth
  Melrose, MA

Designations

• Certified Financial Planner
• Chartered Financial Analyst

Other Names

• Mark Duffy