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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2021-11-03 |
| TX | RA | APPROVED | 2019-07-24 |
| IL | RA | APPROVED | 2019-05-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Oak Brook | IL | 08/2012 | 02/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 02/2012 | 02/2017 |
| John Roland | Chicago | IL | 02/2017 | 11/2018 |
| Northwestern Mutual Investment Services Llc | Chicago | IL | 02/2017 | 11/2018 |
| Thrivent Investment Management Inc | Geneva | IL | 12/2018 | Present |
| Thrivent Financial | Appleton | WI | 05/2019 | Present |
FELLOWSHIP OF CHRISTIAN ATHLETES POSITION: Board Member NATURE: - Serving HS athletes through athletics and discipleship. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/15/2022 ADDRESS: 2206 N Main Street #276, Wheaton IL 60187, United States DESCRIPTION: Serving on the board in a limited capacity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-11 |
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