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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-08-29
  • CT RA
    APPROVED
    Since 2018-08-29

Branch Locations

1295 State Street, Springfield, MA 01111 • United States

Simsbury, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2016 12/2016
Farm Credit East, Aca Enfield CT 05/2014 07/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hartford CT 12/2016 12/2017
Bank Of America, N.A. Hartford CT 03/2017 12/2017
Massmutual Springfield MA 06/2018 Present
Mml Investors Services, Llc Springfield MA 06/2018 Present
Self Employed Enfield CT 12/2017 06/2018
Previous Registrations
Other Businesses

1) NAME: Earl & & Ranke Stallings INV REL: N ADD: 896 Chestnut St., New Britain CT 06051 NATURE: Property Management/Rental Property POSITION: Owner START DATE: 04/15/2013 NO. HR/MO: 15 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: General maintenance 2) NAME: Ronke's RS LLC INV REL: N ADD: Residential Address NATURE: Property Management/Ride Sharing POSITION: Co-Manager START DATE: 09/01/21 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: General administrative task and Bookkeeping. 3) NAME: Connecticut Fair Housing Center INV REL: N ADD: 60 Popieluszko Ct, Hartford CT 06106 NATURE: Member of the Board of Directors POSITION: Board Member START DATE: 2017 NO. HR/MO: 6 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: General oversight of the organization and executive director

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-18
  • S66 Uniform Combined State Law Examination
    2016-10-18
Other Names
  • Earl Avery Stallings
  • Earl Avery Stallings
  • Earl Stallings

View on SEC IAPD

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