Chad Daniel Baccus

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → Present
  Various Insurance Carriers For W&R Insurance Agencies
  Erie, PA
• 06/2012 → Present
  Gwn Securities Inc
  Palm Beach Gardens, FL

Other Businesses

03/2012-PRESENT, VARIOUS INSURANCE CARRIERS FOR W&R INSURANCE AGENCIES, ERIE, PA, INV-RLTD, INSURANCE SALES, INSURANCE AGENT. FIG MARKETING POSITION: Financial Advisor NATURE: Selling life insurance, long term care and annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/27/2016 ADDRESS: 19520 West Catawba Ave., Suite 200, Cornelius NC 28031 DESCRIPTION: I sell Life insurance, Long term care and annuities. RENTAL PROPERTIES POSITION: Co-owner NATURE: Rental property purchase and leasing INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/10/2021 ADDRESS: 1023 Gombach Road, Claridge PA 15623, United States DESCRIPTION: I identify properties that are good candidates for future rental properties, make necessary repairs, find potential tenants and deal with maintenance issues that might arise. Kades Margolis, Is Investment Related, DBA, Financial Professional, 07/02/2012,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.

Exams

• S66 Uniform Combined State Law Examination
  2012-06-05