Brandon Uttich

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2011 → 08/2018
  Mutual Of Omaha
  Fresno, CA
• 03/2012 → 08/2018
  Mutual Of Omaha Investor Services, Inc
  Omaha, NE
• 08/2018 → 03/2023
  Principal Life Insurance Company
  Fresno, CA
• 08/2018 → 03/2023
  Principal Securities Incorparated
  Fresno, CA
• 10/2022 → 03/2023
  Endurance Financial And Insurance Solutions
  Fresno, CA
• 03/2023 → Present
  Endurance Financial
  Fresno, CA
• 03/2023 → Present
  Commonwealth Financial Network
  San Diego, MA

Previous Registrations

• 2018-09-11 → 2023-03-17
  Principal Securities, Inc.
  Fresno, CA
• 2012-09-05 → 2018-09-07
  Mutual Of Omaha Investor Services, Inc.
  Fresno, CA
  Fresno, CA
  Los Angeles, CA
  Fresno, CA
  Pleasant Hill, CA

Other Businesses

1. Fixed insurance & Medicare sales; as of 2012; 5% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner, Endurance Financial; a private entity established to facilitate securities, advisory, and insurance business; as of 3/31/2023; 100% of time spent during business hours; Conducted at branch; Investment related.

Exams

• S66 Uniform Combined State Law Examination
  2012-07-03

Other Names

• Brandon David Uttich