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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-08-24 |
| TX | RA | APPROVED | 2020-08-21 |
Branch Locations
401 Fremont Street Suite 200, Monterey, CA 93940 • United States
225 West Santa Clara Street Suite 900, San Jose, CA 95113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Gilroy | CA | 02/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Gilroy | CA | 11/2016 | 08/2020 |
| Morgan Stanley Smith Barney Llc | San Jose | CA | 08/2020 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 10/2020 | Present |
*410075- Monterey Museum of Art; Investment related No; Monterey, California; Art/Culture; Board Member, Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 03/2015; During business hours: 0; After business hours: 4; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-20 |
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