Raymond Clark Hoiles Bryan

Current Employers

Employment History

• 07/2015 → 11/2016
  Wells Fargo Advisors Llc
  Saratoga Springs, NY
• 11/2016 → 01/2017
  Wells Fargo Clearing Services, Llc
  Saratoga Springs, NY
• 01/2017 → 01/2025
  Janney Montgomery Scott Llc
  Saratoga Springs, NY
• 01/2025 → Present
  Rockefeller Financial Llc
  Saratoga Springs, NY
• 01/2025 → Present
  Rockefeller Capital Management
  Saratoga Springs, NY

Previous Registrations

• 2017-01-17 → 2025-02-24
  Janney Montgomery Scott Llc
  Saratoga Springs, NY
  Albany, NY
• 2015-07-06 → 2017-01-18
  Wells Fargo Clearing Services, Llc
  Saratoga Springs, NY
• 2013-03-26 → 2015-07-07
  Janney Montgomery Scott Llc
  Philadelphia, PA
  Johnstown, NY
  Johnstown, NY

Other Businesses

#1 Horse Partnership; Spiral Capital LLC; Not investment related; Saratoga Springs, NY; Family Partnership with my Daughters; General Partnership; We invest in horse partnership and I own 60% of the partnership with my daughters each having 20%. #2 The Exchange/The Orchard Project; non-profit that is a broadway incubator as well as the arts; 310 West 72nd St. New York, NY 10023; start date: 10/03/2016; Board of Directors; Oversight and Guidance for the entity; 1hr/month; not investment-related #3 Skidmore College, Saratoga Springs, NY. Judge/Mentor: Business Plan Competition. Not compensated, 1 hr./month, not investment related, start 06/2022. #4 Hacienda Diamante, Costa Rica. Investment property; Investor (01/2018) - no day-to-day responsibilities. #5 Saratoga Senior Center; Not Investment Related: Board Member/Vice President.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-02-01
• S63 Uniform Securities Agent State Law Examination
  2012-09-20

Other Names

• Raymond Bryan