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Douglas Wayne Dugal

Morgan Stanley

Springfield, MO

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-11
MO RA APPROVED 2009-06-01
OK RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2014-02-11
  • MO RA
    APPROVED
    Since 2009-06-01
  • OK RA
    APPROVED
    Since 2009-06-01

Branch Locations

1535 East Primrose Street, Springfield, MO 65804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Springfield MO 03/2003 Present
Morgan Stanley Springfield MO 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-09-18
S63 Uniform Securities Agent State Law Examination 2000-07-12
  • S65 Uniform Investment Adviser Law Examination
    2003-09-18
  • S63 Uniform Securities Agent State Law Examination
    2000-07-12

View on SEC IAPD

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Other Offices

DB ADVISORS · SPRINGFIELD, MO
FIDUCIARY TRUST PRIVATE WEALTH COUNSEL LLC · SPRINGFIELD, MO
J.P. MORGAN SECURITIES LLC · Springfield, MO
LPL FINANCIAL LLC · SPRINGFIELD, MO
CETERA INVESTMENT ADVISERS LLC · SPRINGFIELD, MO
SANCTUARY ADVISORS, LLC · SPRINGFIELD, MO
SANCTUARY ADVISORS, LLC · Springfield, MO
SANCTUARY ADVISORS, LLC · SPRINGFIELD, MO

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